SEC Disclosures, “AI Washing” & Securities Defense
Describing your AI capabilities more ambitiously than your engineering supports is now an enforcement risk and a class-action theory.
Core services
Protecting public companies and executives.
The gap between what marketing says and what the system does is exactly where enforcement lives. A tamper-evident provenance record is what turns a forward-looking claim into a substantiated one — closing the gap before anyone asks.
Public Filing Audits
Reviewing 10-K and 10-Q disclosures so AI risk-factor language accurately reflects technical reality.
AI Substantiation Files
Assembling internal documentation that operationally validates forward-looking statements made in earnings calls and marketing.
Regulatory Defense
Technical-legal defense counsel during SEC, DOJ or FTC inquiries involving algorithmic claims or data handling.
Earnings Call Preparation
Pressure-testing AI claims before they are made on the record.
Marketing Review
Aligning product marketing with what the model can actually be shown to do.
Board Briefings
Making directors fluent enough in the technology to discharge their oversight duty.
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